Requests relating to Children and Young people with SEND
We appreciate that parents and guardians want the best for their children. To achieve this, a parent or guardian may think about making a request for their child’s records. However, it is likely, given that the council seeks to work collaboratively with parents, that parents may already have some, if not most, of the information contained within the records.
Examples of documents that parents would usually have include applications for Education, Health and Care Plans (EHCPs), medical reports, assessments, EHCPs, working documents, documents filed in tribunals, correspondence from solicitors and others acting on behalf of parents or guardians.
Exemptions
The law sets out exemptions to the right of access. This is where information may be withheld. In the context of SEND these are:
1. Information in respect of which a claim to Legal Professional Privilege (LPP) could be maintained in legal proceedings.
There are 2 aspects to LPP: litigation privilege and legal advice privilege.
Litigation privilege applies to confidential communications between a client [the Council], legal adviser and a third party, where litigation (an appeal) is contemplated or in progress.
This means that if the council are of the view that an appeal against a decision of the council is contemplated, then any communications (relating to the proceedings) with a third party (this is any individual or organisation external to the council) after the forming of this view will not be disclosed in response to a request.
Legal advice privilege applies to confidential communications between a client [the council] and legal adviser for the purpose of seeking or obtaining legal advice. This means that any legal advice provided to the council will not be disclosed within any response to a request if doing so would undermine the council’s negotiating position.
2. Personal data that is a record of the council’s intentions in negotiations with an individual – where complying with a SAR would be likely to prejudice the negotiations.
This means that where provision has not been agreed between the council and parents or guardians and negotiations are to be entered into or are ongoing, then the council’s intentions will not be disclosed within a response to a request if doing so would undermine the council’s negotiating position.
Helping us to help you
The records of some SEND children can amount to several thousands of pages. Each page must be reviewed before disclosure. This can be a lengthy and costly (to the council) process.
We do not accept requests which simply ask for all SEND records without time limit in respect of a particular child, because:
- parents / guardians will likely have some of the information in the possession of the council already
- the exemptions referred to above
- the factors that the council can take into account (specifically resources) in deciding whether to refuse a request by considering it as manifestly excessive.
What you should do
We will, of course, meet our legal obligations, but we invite parents or guardians when making a request to:
- specify what they reasonably require – please think about what is needed in order to achieve your aims
- only ask for information you do not already have
- specify a reasonable period (for example, "1 September 2025 to date") within which a search for records should be made.